Regulated Market Entry

Becoming regulated is a big step. As part of the authorisation process, regardless of the licence sought, the Central Bank of Ireland (CBI) require detailed information on, amongst other things:

• Governance arrangements
• Compliance and administrative arrangements

We can support you by performing an impact assessment on your current operating model focussing on:

• Board and Committee structure
• Management Information
• Compliance Advisory function
• Policy and procedure framework
• Regulatory change analysis
• Compliance Risk Assessment and the associated monitoring framework
• Compliance issue management and resolution
• Compliance report

We analyse each organisation under the above headings, and on completion of current state analysis, we will work with you to explain the results and put in place the appropriate framework to meet the CBI’s expectations.